Kathy Oswald, CFP®
Wealth Advisor
Kathy Oswald, CFP®
Wealth Advisor

Kathy Oswald, CFP®
Wealth Advisor

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Kathy Oswald, CFP®
Wealth Advisor

 Education

Missouri State University
Bachelors of Science in Marketing Management’00

University of Georgia
Certificate in Financial Planning ‘14

 Designations

AAMS® ‘03
Accredited Asset Management SpecialistSM

AWMA® ’10
Accredited Wealth Management AdvisorSM

CFP® ‘14
CERTIFIED FINANCIAL PLANNERTMPractitioner

 Background


 Education

Missouri State University
Bachelors of Science in Marketing Management ’00

University of Georgia
Certificate in Financial Planning ‘14

 Designations

AAMS® ‘03
Accredited Asset Management SpecialistSM

AWMA® ‘10
Accredited Wealth Management AdvisorSM

CFP® ’14
CERTIFIED FINANCIAL PLANNERTMPractitioner

 Background


Personal Info

Kathy and Todd were married in 2013 and started their family in early 2015 with the arrival of Jon Luke, accompanied shortly thereafter by Caroline Rose in late 2016 and Jacquelyn Mae in late 2018. All the children have been an absolute joy and sometimes make appearances with Kathy in Wilmington when she routinely comes to meet with clients. The Oswalds spent their first 5 years of marriage in Shreveport, Louisiana and are currently living in the Tampa Bay Area in Florida. In their free time, the family enjoys being outdoors, days on the beach, church activities, spending time with family and friends, participating in local events, and good food.

My Why

I became an advisor because I wanted to do something where I could make a difference for not only my family, but for many other families as well. After nearly 20 years in the business, I am still an advisor because I love the planning aspect and the educational part of it. In any given year, the average family will spend more time planning a vacation than they will spend planning their retirement or children’s college education. It’s just not an easy or exciting thing to think about. I take a holistic approach to each family’s goals in regards to their finances and incorporate budgeting, risk management, and cash flow into their investment management plan. I specialize in retirement and income planning for pre-retirees and retirees, as well as accumulation and asset protection for high net worth individuals. Since marrying a physician in 2013, I have become acutely aware of some unique needs of this profession and I strive to be the resident expert in financial planning for physicians.

Career History

Kathy started her career in 2000 as a Fixed Income Marketing specialist with Edward Jones in St. Louis, MO. After four years of educating new Financial Advisors on fixed-income investing and meeting more than 1,000 retired investors across the country, she decided to begin her own practice in Wilmington, NC. In the fall of 2008 she left Edward Jones and started Legan Wealth Management, LLC, and a year later joined the team at Haines Financial, LLC, which is now The Wealth Plan Company.

How Can We Help?

No matter if you are just starting out or are in the midst of a major life transition, we are here to help you make better financial decisions. If you have a question or would like to receive more information, please complete the form, call me at 910.679.4370 or click here to schedule a time for me to call you..

Your Name*
Your Email*
Your Message*

How Can We Help?

No matter if you are just starting out or are in the midst of a major life transition, we are here to help you make better financial decisions. If you have a question or would like to receive more information, please complete the form, call me at 910.679.4370 or click here to schedule a time for me to call you..

Your Name*
Your Email*
Your Message*

 

 Thank You for the Opportunity
CONTACT

The Wealth Plan Company
398 Carl St – Unit 101
Wilmington, NC 28403

910.679.4370 Phone 

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